In this day in the life guide, you will find out:
- What does a day as Compliance Managers looks like
- What do they do every day
- Things they do on a weekly or monthly basis
- How many hours do they work
The purpose of this is to give you a clear picture of this career so you can make a better career decision on whether this career is suitable for you or not.
Top 2 Featured Schools For Compliance Managers
[qs_listing areaofinterest=”ENVIRONMENTAL-MANAGEMENT, DIGITAL-COMMUNICATIONS, INFORMATION-TECHNOLOGY-PROJECT-MANAGEMENT, LIBRARY-SCIENCE, HISTORY” maxresults=”2″]Typical Day for Compliance Managers
Here is a list of tasks that Compliance Managers do every day.
- Serve as a confidential point of contact for employees to communicate with management, seek clarification on issues or dilemmas, or report irregularities.
- Verify that all firm and regulatory policies and procedures have been documented, implemented, and communicated.
- Keep informed regarding pending industry changes, trends, and best practices and assess the potential impact of these changes on organizational processes.
- Collaborate with human resources departments to ensure the implementation of consistent disciplinary action strategies in cases of compliance standard violations.
- Advise technical professionals on the development or use of environmental compliance or reporting tools.
Weekly and Monthly Tasks
Here is a list of tasks that Compliance Managers do on a weekly or monthly basis.
- Maintain documentation of compliance activities, such as complaints received or investigation outcomes.
- Conduct or direct the internal investigation of compliance issues.
- Identify compliance issues that require follow-up or investigation.
- Conduct periodic internal reviews or audits to ensure that compliance procedures are followed.
- Discuss emerging compliance issues with management or employees.
Working Hours
- How many hours do Compliance Managers work per week? More than 40 hours per week
- What is the work schedule like? Regular (Set schedule and routine)
Work Environment
Indoors, Environmentally Controlled
Learn more about Compliance Managers
Overview | Job Description | Salary | Requirements | Is This Career Right For Me
Related careers to Compliance Managers
Supply Chain Managers
Purchasing Managers
Customs Brokers
Logistics Managers
This career is also closely related to BSA Officer, BSA/AML Compliance Officer, Business Practices Supervisor, Chief Compliance Officer, Compliance Analyst, Compliance Coordinator, Compliance Director, Compliance Engineer-Products, Compliance Manager or Compliance Officer.
